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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 34.29 | 12/01/2010 | M | 14,035 | (5) | (5) | Common Stock | 14,035 | $ 0 | 0 | D | ||||
Stock Options | $ 34.29 | 12/01/2010 | M | 1,427 | 03/22/2005 | 03/22/2011 | Common Stock | 1,427 | $ 0 | 0 | D | ||||
Stock Options | $ 30.47 | 12/01/2010 | M | 396 | 04/25/2005 | 04/28/2011 | Common Stock | 396 | $ 0 | 0 | D | ||||
Dividend Equivalent Rights | (6) | 11/30/2010 | A | 21.29 | (6) | (6) | Common Stock | 21.29 | $ 0 | 10,793.14 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SEYMANN MARILYN R 2813 E CAMELBACK ROAD SUITE 480 PHOENIX, AZ 85016 |
X |
David R. Francis: As Attorney-In-Fact for: Marilyn Seymann | 12/02/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Weighted average sale price for prices ranging from $62.25 to $62.413. 500 shares were sold at $62.25 per share; 100 shares were sold at $62.256 per share; 100 shares were sold at $62.259 per share; 888 shares were sold at $62.26 per share; 300 shares were sold at $62.27 per share; 100 shares were sold at $62.27 per share; 100 shares were sold at $62.273 per share; 100 shares were sold at $62.276 per share; 300 shares were sold at $62.28 per share; 199 shares were sold at $62.283 per share; 601 shares were sold at $62.29 per share; 100 shares were sold at $62.297 per share; 500 shares were sold at $62.30 per share; 3 shares were sold at $62.304 per share; 400 shares were sold at $62.305 per share; 735 shares were sold at $62.31 per share; 36 shares were sold at $62.312 per share; (continued in following footnote) |
(2) | (continued from previous footnote) 100 shares were sold at $62.313 per share; 300 shares were sold at $62.315 per share; 1057 shares were sold at $62.32 per share; 1695 shares were sold at $62.33 per share; 1585 shares were sold at $62.34 per share; 100 shares were sold at $62.344 per share; 100 shares were sold at $62.345 per share; 797 shares were sold at $62.35 per share; 100 shares were sold at $62.355 per share; 1264 shares were sold at $62.36 per share; 100 shares were sold at $62.365 per share; 100 shares were sold at $62.368 per share; 348 shares were sold at $62.37 per share; 100 shares were sold at $62.373 per share; 215 shares were sold at $62.38 per share; 200 shares were sold at $62.39 per share; 700 shares were sold at $62.40 per share; 12 shares were sold at $62.41 per share; 100 shares were sold at $62.413 per share. |
(3) | Weighted average sale price for prices ranging from $62.26 to $62.35. 642 shares were sold at $62.26 per share; 4 shares were sold at $62.265 per share; 100 shares were sold at $62.265 per share; 50 shares were sold at $62.27 per share; 104 shares were sold at $62.28 per share; 127 shares were sold at $62.29 per share; 200 shares were sold at $62.33 per share; 200 shares were sold at $62.35.03 per share. |
(4) | Weighted average sale price for prices ranging from $62.32 to $62.36. 286 shares were sold at $62.32 per share; 110 shares were sold at $62.36 per share. |
(5) | Effective 3/22/2005 - Non Qualified Stock Options to acquire 15,000 shares of common stock were issued with the following vesting schedules Shares Vest Date 5,000 3/22/2005 5,000 3/22/2006 5,000 3/22/2007 These options expire on 3/22/2011 |
(6) | Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSUs") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. |