AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 10, 1998.
REGISTRATION NO. 333-67713
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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MAXIMUS, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
VIRGINIA 54-1000588
(STATE OR OTHER JURISDICTION OF INCORPORATION OR (I.R.S. EMPLOYER IDENTIFICATION NUMBER)
ORGANIZATION)
1356 BEVERLY ROAD, MCLEAN, VIRGINIA 22101 (703) 734-4200
(ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF
REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES)
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DAVID V. MASTRAN
CHIEF EXECUTIVE OFFICER
MAXIMUS, INC.
1356 BEVERLY ROAD
MCLEAN, VIRGINIA 22101
(703) 734-4200
(NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE,
OF AGENT FOR SERVICE)
WITH COPIES TO:
LYNNETTE C. FALLON, ESQ. ROBERT F. WALL, ESQ.
PALMER & DODGE LLP R. CABELL MORRIS, JR.
ONE BEACON STREET WINSTON & STRAWN
BOSTON, MASSACHUSETTS 02108-3190 35 WEST WACKER DRIVE
(617) 573-0100 CHICAGO, ILLINOIS 60601-9703
(312) 558-5600
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APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as
practicable after the effective date of this Registration Statement.
If the only securities being registered on this form are being offered
pursuant to dividend or interest reinvestment plans, please check the following
box. [ ]
If any of the securities being registered on this form are to be offered on
a delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, other than securities offered only in connection with dividend or interest
reinvestment plans, check the following box. [ ]
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. [X] 333-67713
If this Form is a post-effective amendment filed pursuant to Rule 462(c)
under the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement
for the same offering. [ ]
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box. [ ]
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CALCULATION OF REGISTRATION FEE
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PROPOSED MAXIMUM PROPOSED MAXIMUM
TITLE OF EACH CLASS OF AMOUNT TO BE OFFERING PRICE PER AGGREGATE OFFERING AMOUNT OF
SECURITIES TO BE REGISTERED REGISTERED SHARE(1) PRICE(1) REGISTRATION FEE
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Common Stock, no par value........ 230,000 shares(2) $32.50 $7,475,000 $2,079
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(1) Estimated solely for the purpose of determining the registration fee and
computed pursuant to Rule 457 of the Securities Act of 1933.
(2) Includes a total of 30,000 shares that are subject to over-allotment options
granted to the Underwriters.
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INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
This Registration Statement is being filed with respect to the registration
of additional shares of common stock, no par value per share, of MAXIMUS, Inc.,
a Virginia corporation, for an offering pursuant to Rule 462(b) under the
Securities Act of 1933, as amended. The contents of the earlier effective
registration statement (File No. 333-67713) (the "Earlier Registration
Statement") are incorporated in this Registration Statement by reference. The
form of Prospectus contained in the Earlier Registration Statement will reflect
the aggregate amount of securities registered in this Registration Statement and
the Earlier Registration Statement.
The required opinions and consents are listed on an Exhibit Index attached
hereto and filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-3 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of McLean, Commonwealth of Virginia, on December 10,
1998.
MAXIMUS, INC.
By: /s/ F. ARTHUR NERRET
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F. Arthur Nerret
Chief Financial Officer
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
SIGNATURE TITLE DATE
/s/ DAVID V. MASTRAN* President, Chief Executive December 10, 1998
- ------------------------------- Officer and Director
David V. Mastran (Principal Executive
Officer)
/s/ RAYMOND B. RUDDY* Chairman of the Board of December 10, 1998
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Raymond B. Ruddy
/s/ F. ARTHUR NERRET Chief Financial Officer December 10, 1998
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F. Arthur Nerret Accounting Officer)
/s/ RUSSELL A. BELIVEAU* Director December 10, 1998
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Russell A. Beliveau
/s/ JESSE BROWN* Director December 10, 1998
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Jesse Brown
SIGNATURE TITLE DATE
/s/ MARGARET CARRERA* Vice-Chairwoman of the December 10, 1998
- ----------------------------- Board and Director
Margaret Carrera
/s/ LOUIS E. CHAPPUIE* Director December 10, 1998
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Louis E. Chappuie
/s/ LYNN P. DAVENPORT* Director December 10, 1998
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Lynn P. Davenport
/s/ ROBERT J. MUZZIO* Director December 10, 1998
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Robert J. Muzzio
/s/ SUSAN D. PEPIN* Director December 10, 1998
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Susan D. Pepin
/s/ PETER B. POND* Director December 10, 1998
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Peter B. Pond
*By: /s/ F. ARTHUR NERRET
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F. Arthur Nerret
Attorney-in-Fact
EXHIBIT INDEX
EXHIBIT
NO. DESCRIPTION
5 Opinion of Palmer & Dodge LLP. Filed herewith.
23.1 Consent of Ernst & Young LLP, independent auditors. Filed herewith.
23.2 Consent of Grant Thornton LLP, independent auditors. Filed herewith.
23.3 Consent of Palmer & Dodge LLP. Included in Exhibit 5.
24 Power of Attorney (1).
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(1) Filed with the Company's Registration Statement on Form S-3 (Registration
No. 333-67713).